36 Long Alley Saratoga Springs NY 12866

Category: Uncategorized

Securities Industry/Regulatory Council on Continuing Education | CE Transformation Playbook

The Securities Industry/Regulatory Council on Continuing Education (CE Council) has created this playbook to help firms and securities professionals prepare for and take full advantage of changes to the Securities Industry Continuing Education (CE) Program. Some of the changes have already gone into effect as of March 15, 2022. This playbook is a living document…
Read more

Welcome Aboard Ryan Newman!

Ryan has joined the 3H Corporate Services and Creative Compliance team as Sales Director, and in so doing brings with him over 20 years of sales and customer relation experience to the group.  Ryan graduated with a degree in International Business and Marketing from Quinnipiac University.  He currently resides in Latham with his wife, Jen, and 3 children.   Ryan’s career path…
Read more